Technology Services for Due Diligence Firms

Alternative and Direct
Investment Technology

Due Diligence (DD) service providers for the alternative and direct investment securities can benefit from Great Lakes Fund Solutions’ document management and database technology, which controls access, displays documents and multimedia content, empowers your broker clients to set the scope of valid programs and tracks use activity.
Great Lakes Fund Solutions offers two technology platforms to the DD industry: Report Central,
for a sponsor-paid business line, and Advisor Due Diligence, for an advisor-paid model.

Report Central (RC) supports a sponsor-paid business line and monitors the utilization of DD reports, data, and audio/visual content. RC tracks user activity such as the content downloaded, the user’s company, sponsor and program name, and the offering type. The meta-data captured in the database can help quantify the value proposition of the DD firm’s value proposition. Other capabilities include CSV export, user notification of new content, and sales campaign functionality.

Advisor Due Diligence supports an advisor-paid business line by displaying reports for financial advisors to purchase a series of documents in a Report Group.

Administrative users at the DD firm upload program content that is tagged under a report group (REIT, BDC, etc.) and then empower senior users at various broker/dealers to manage what their registered representatives see, concealing unauthorized programs or report groups.

Advisors can opt to receive email notification when authorized content is added. Credit Cards are accepted as payment for the reports.

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