Public Managed Futures Fund Services

Investor Services

• Processing subscriptions and redemptions
• Distributing acknowledgement of investment, redemption and change in account information to all parties
• Displaying document images:  monthly financial statements, K-1s, acknowledgement letters, supplements and subscription agreements
• Reconciling monthly investor activity with broker dealers and the fund operator
• Hosting a web-based portal for investors, advisors, broker/dealers and service providers
• Calculating commissions and distributing reports to financial advisors
• Calculating and publishing the daily estimated Net Asset Value (NAV)

Compliance Services

• Performing anti-money laundering (AML) screening and reporting
• Generating Blue Sky Reports: a daily system-generated report to customer for early notification when state limits are nearing 100%
• Filing SEC form 424b3
• Tracking FINRA commission limits
• Coordinating the annual mass delivery of updated prospectus, subscription agreements and sales brochures

Fulfillment Services

• Hosting a custom, web-based sales material ordering system for financial advisors
• Housing marketing materials in a clean, climate-controlled space
• Collating and mailing prospective investor kits
• Providing marketing material tracking reports for the fund sponsor. Each Private Placement Memorandum (PPM) sent is assigned a control number

Special Services

• Holiday card mailing to advisors selling the fund